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Compliance Monitoring

AML/KYC, structuring detection, sanctions and auto-generated SAR/CTR.

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§ 01Summary

Continuous AML/KYC and transaction monitoring. Detects structuring and smurfing patterns, screens against sanctions and PEP lists, surfaces transaction anomalies and drafts CTR/SAR filings with a full evidence chain for the analyst to review.

§ 02Capabilities

What it does out of the box.

  • AML/KYC transaction monitoring
  • Suspicious activity detection (structuring, smurfing)
  • Sanctions and PEP screening
  • Transaction pattern anomaly detection
  • Regulatory report generation (CTR, SAR)
§ 03I / O Contract

What you send, what you get back.

Field-level schemas and versioning available under NDA.

Inputs
  • Transaction stream
  • KYC/KYB record
  • Jurisdiction config
Outputs
  • alert_id + severity
  • rule_tree_path[]
  • evidence[] with source pointers
  • draft_report {kind: CTR|SAR, body}
// SAMPLE REQUEST
{
  "tx_id": "tx_...",
  "amount": 9800,
  "counterparty": {
    "name": "Acme Ltd",
    "country": "AE"
  },
  "customer_kyc_tier": 2
}
// SAMPLE RESPONSE
{
  "alert_id": "al_...",
  "severity": "medium",
  "rule_tree_path": [
    "AML.US.STRUCTURING",
    "AMOUNT_JUST_BELOW_CTR"
  ],
  "evidence": [
    {
      "kind": "prior_tx",
      "ref": "tx_9F...",
      "detail": "3× $9,700 within 14d"
    }
  ],
  "draft_report": {
    "kind": "SAR",
    "body_ref": "sar_..."
  }
}
§ 04Use Cases

Where partners are deploying it.

  • Neobanks + card issuers under state/FCA/BaFin supervision
  • Broker-dealer suspicious activity monitoring
  • Money-service businesses meeting BSA obligations
// WHEN YOU'RE READY

Single-adapter licence unlocks Compliance Monitoring for one product. Vertical bundles and full-portfolio access are documented on the Partners page.